eFinancialCareers

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Compliance Officer - Investment Guidelines and Restrictions	Legend Global Search, Inc. $70K - $90K	New York, NY, 10036	05 Sep 08

Compliance - Investment Guidelines and Restrictions - Asset Management Firm

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	New York, NY, 10036	05 Sep 08

VP - Compliance - Banking - Global Financial Services Company

Compliance Manager	Legend Global Search, Inc. $140 + 20% Bonus	New York, NY, 10036	05 Sep 08

Compliance Manager - Banking, IT

Compliance Associate	Street Advisor Group Very Competitive	New York City, NY	05 Sep 08

Well funded, quantitative global arbitrage fund seeks a motivated, detail oriented individual for a Compliance...

Director of Compliance	Michael Page 180,000-300,000	New York, NY, 10174	04 Sep 08

Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad b...

Trust Compliance Officer	Not Disclosed Base plus bonus	New York City, NY	04 Sep 08

The Trust Compliance Officer will be part of a compliance team that supports the general Trust business of a t...

Senior Compliance Officer: Investment Bank	Ashton Lane Group, Inc Excellent Base & Bonus	New York City, NY, 10001	04 Sep 08

Responsible for a variety of regulatory and compliance functions of a global investment bank.

Senior Counsel, Investment Management (R5216)	Barker & Gilmore, LLC Base and Bonus	Jersey City, NJ	04 Sep 08

Large investment management company seeking 4+ year attorney to advise growing business.

Vice President - Senior Investment Management Attorney (J5234)	Barker & Gilmore, LLC Base and Bonus	New York, NY	04 Sep 08

Leading international asset management company seeks senior level investment management attorney to provide co...

ERISA, Vice President (R5221)	Barker & Gilmore, LLC Base and Bonus	New York, NY	04 Sep 08

One of the world's leading financial management and advisory companies is seeking a Vice Presdient to join the...

Mandatory Corporate Actions Associate	Morgan Stanley not disclosed	USA-NJ-Jersey City	04 Sep 08

See job description below

AML Associate - ISG Division	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

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GWM/Retail Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	04 Sep 08

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PWM Senior Compliance Officer	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

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Commodity Compliance Coverage	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

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Senior Commodity Compliance Coverage - Oil Liquids	Morgan Stanley not disclosed	USA-NY-White Plains	04 Sep 08

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VP - Hedge Fund/Private Equity Structuring	Not Disclosed Competitive	New York City, NY	04 Sep 08

Top-notch multi-billion hedge fund is looking to hire a V.P. to work on hedge fund structuring projects. The p...

Junior Compliance Officer	Not Disclosed 80,000 - 150,000	New York, NY, 10174	03 Sep 08

Our compliance associates assist with the organization, administration and enforcement of the company’s compli...

Deputy Compliance Officer	Not Disclosed 200,000 - 400,000	New York, NY, 10174	03 Sep 08

Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance gr...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	03 Sep 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

Enterprise Account Document Manager	Michael Page 200,000 - 500,000	Manhattan, NY, 10174	03 Sep 08

Senior IT, Legal or Compliance professional with significant experience in document/records management related...

Senior Compliance Officer	Michael Page 150,000 - 250,000	Manhattan, NY, 10174	03 Sep 08

The successful candidate will have experience in drafting and monitoring: existing compliance procedures for ...

Chief Compliance Officer	Not Disclosed 250,000 - 600,000	Manhattan, NY, 10174	03 Sep 08

Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 ye...

Equities Trade Compliance Officer	Michael Page 100,000 - 150,000	Manhattan, NY, 10174	03 Sep 08

Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade complianc...

Compliance Manager	Commerzbank not disclosed	USA-NY-New York City	03 Sep 08

See job description below

Investment Adviser/Mutual Fund Compliance Administrator	Hyperion Brookfield Asset Management, Inc. Commensurate with experience	New York, NY, 10281	03 Sep 08

Hyperion Brookfield Asset Management, Inc, a top-tier asset management firm is seeking a compliance administra...

Manager of Compliance Control Room	Not Disclosed $130,000 - $230,000	USA-NY-New York City	03 Sep 08

The Control Room Manager will work closely with the firm's Chief Compliance Officer and other compliance profe...

Employment Attorney	Credit Suisse not disclosed	USA-NY-New York City	28 Aug 08

See job description below

Sr. Compliance Officer, Risk Management and Training Development (R5224)	Barker & Gilmore, LLC Base & Bonus	New York, NY	27 Aug 08

Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer fo...

Senior Compliance Analyst	Not Disclosed Commensurate with experience	New York City, NY	27 Aug 08

An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experien...

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